Series 66 Exam

The Series 66 exam qualifies someone to work as an investment advisor representative or security agent. It should be noted that candidates must take both the Series 66 exam and the Series 7 exam to become either an investment advisor representative or security agent. Also known as the Uniform Combined State Law Examination, the Series 66 licensing is administered through the Financial Industry Regulatory Authority (FINRA). HYE Tutors is an educational service that offers a wide range of prep courses, including curriculums for professional exams like the Series 66. Our experienced tutors have studied the exam’s format and can guide you through the studying process by breaking down concepts into digestible bits of information. With our help, you can take this next step in your career. 

The Series 66 Exam covers areas like investment law & regulation, investment vehicles, and investment strategy. Those taking the exam are expected to know concepts like value-fixed income securities, derivative securities, SEC filings, economic risk, and alternative investments. Composed of 100 questions, the exam requires answering 73 questions correctly to successfully pass. Considered to be an introductory-level exam, Series 66 assesses someone’s expertise in the securities industry. There is an industry-wide level of competency that is required for all advisors and security agents, which is ensured by successfully passing this exam.

With the help of HYE Tutors, you will receive an in-depth approach to basic financial terms and investment strategies before tackling more advanced topics. Whether you are completely new to this field or have previous knowledge of securities, we will work with you to master the areas with which you may be struggling. Call our Los Angeles office today to speak with one of our experienced staff members. We look forward to helping you on your professional journey, starting with this exam.