Series 7 Exam

The Series 7 exam qualifies financial professionals to trade all types of securities products with the exception of futures and commodities. Also known as the General Securities Representative Qualification Examination, its licensing is administered through the Financial Industry Regulatory Authority (FINRA). If you are interested in becoming a stockbroker in the United States, you will need to successfully pass the Series 7 exam to obtain a license to trade. HYE Tutors is an educational service that offers a wide range of prep courses, including curriculums for professional exams like the Series 7. Our experienced tutors have studied the exam’s format and can guide you through the studying process by breaking down concepts into digestible bits of information. With our help, you can take the next step in your career. 

The Series 7 Exam covers topics like investment risk, equity, taxation and debt instruments. Other concepts that students will be required to master include packaged securities, retirement plans, and an extensive list of financial terms. Considered to be an introductory-level exam, Series 7 assesses someone’s expertise in the securities industry. There is an industry-wide level of competency that is required for all stockbrokers or registered representatives, which is ensured by successfully passing this exam.

With the help of HYE Tutors, you will receive an in-depth approach to basic financial terms and concepts before tackling more advanced topics. Whether you are completely new to this field or have previous knowledge of securities, we will work with you to master the areas with which you may be struggling. Call our Los Angeles office today to speak with one of our experienced staff members. We look forward to helping you on your professional journey, starting with this exam.