SIE Exam

The SIE Exam is a co-requisite to taking either of the FINRA exams. It is seen as a first step for someone interested in working in the securities industry. Candidates who take the exam are tested on topics like the security industry’s risks, products, regulatory agencies, and regulated/prohibited practices. HYE Tutors is an educational service that offers a wide range of prep courses, including curriculums for professional exams like the SIE. Our experienced tutors have studied the exam’s format and can guide you through the studying process by breaking down concepts into digestible bits of information. With our help, you can take the next step in your career. 

The SIE Exam does not qualify someone to work in the securities industry, but is rather seen as an entry-level exam. Candidates are encouraged to take the exam to stand out to employers. If someone successfully passes the SIE, an employer will assume they can pass one of FINRA’s Series exams as well. Composed of 75 questions, the exam is broken down into four sections, each of which has a different weight on the final score. 

With the help of HYE Tutors, you will receive an in-depth approach to basic financial terms and investment strategies before tackling more advanced topics. Whether you are completely new to this field or have previous knowledge of securities, we will work with you to master the areas that you may be struggling with. Call our Los Angeles office today to speak with one of our experienced staff members. We look forward to helping you on your professional journey, starting with this exam.